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INDICE
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A Recuay Fox
From the determination of trace
amounts of platinum in tumbaga alloys, we turn to the discovery of
major amounts of platinum as a component in a Recuay Fox and Crown,
dated from approximately the 1st century AD to the 5th century AD,
shown in Figures 15, 16, 17, and 18.
This piece is an impressive example
of ancient South American goldworking and can be ascribed to the
Recuay cultural area, located in the area of Callejon de Huaylas
and the headwaters of the Rio Santa. The Recuay style is
characterized by vibrant artistic designs, and is known primarily
from collections of fine ceramics vessels generally made in a white
kaolinite paste. It is reminiscent of the Moche style in technical
mastery and iconography. Serpents, felines and condors are common
motifs. Very little metalwork is known from the Recuay cultural
areea and few pieces have been adequately published.
The Recuay crown examined here is a
very fine example of ancient goldworking. The crown itself consists
of a band of gold alloy about 5.5 cm high and about 0.2mm thick.
The band is made in hammered sheet which has been ornamented with a
cut-out design showing small human faces in a repeating pattern,
with the eyes, nose and mouth of the face shown by cut-out areas.
From microscopic examination it can be seen that this design has
been cut using a chisel. The pattern is repeated so that the small
faces appear upside clown on the top of the band, in a design
executed with great skill. Pairs of small holes at the top and
bottom of this crown probably indicate where attachments of small
dangles were affixed. The design on the crown is rather similar to
textile patterns from the Paracas-Nazca cultural regions. The
method of construction is essentially the same as the techniques
used to construct Moche metalwork, with most of the joins between
pieces of metal being made mechanically. The crown itself is made
in a native gold alloy, with no platinum content that could be
detected by x-ray fluorescence analysis. This band has an unusual
matte appearance with some staining which is difficult to
characterize, possibly due to some oxidation of the silver content,
but this is hard to prove without destructive sampling, which was
not undertaken on the band.
The head, which has a serpent-like
quality, is of a fox and has been attached to the band with tour
tabs passing through slots cut into the crown. The head of the fox
is made of two pieces of gold which are joined together by a
technique which is distinctively pre-Hispanic: the two rounded gold
strips are cut with tabs and the tabs are then overlapped and
hammer welded to join the strips together, thus reinforcing the
join between the two pieces and making good use of the hammer
welding potentialities of gold alloys.
The head has two raised elliptical
rims for the inset eyes, which appear to be of turquoise. The ears
are carefully made with a subtle rim of gold on the edge of the
ears, hammered back to thicken the edge and make a smooth line to
the shape of the ear. The mouth of the animal head is fixed to the
head with tour staples, three on one sheet of gold on the top of
the mouth and one underneath. This mouth is made in a number of
components: the two major pieces are shaped into a curve for the
upper and lower parts and these are closed at the top and bottom
inside of the mouth to form two solid shapes. A strip of gold sheet
has been attached to the comer of the mouth at each side to
complete the jaw.
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Figure 16 : Partial view of Recuay
fox. The anthropomorphic design of part of the headband or crown
can just be seen with the animal head attached showing part of the
upper view of the figure. Small staples that attach the jaw to the
head through the gold sheet of the jaw can be clearly seen.
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Copper alloy whiskers have been
applied to the top mouth part by pushing small holes through the
gold sheet and attaching small round hammered copper wires, most of
which are now very heavily corroded and lost. The mouth itself is
completed with tour gold alloy parts representing teeth on the top
and bottom jaw, held in place with three small tabs which slot into
the sheets forming the floor and roof of the mouth. Two copper
alloy fangs are attached to the jaws at the front and a
serpent-like gold tongue protrudes between the fangs. All of these
components appear to be original to the piece and there is no
evidence for the recent attachment of any foreign elements.
An analysis of the object was carried
out using X-ray fluorescence analysis. A major and unexpected
surprise was the discovery that the serrated teeth are made in a
gold-platinum with minor components of silver and copper. These
serrated teeth components are silvery in colour and without
analysis would be mistaken for a silver or silver-copper alloy. In
order to investigate the composition and structure of these
serrated teeth, a tiny sample was taken from a folded over edge and
mounted for metallographic examination. The resulting polished
section is shown in Figure 18, after etching in aqua regia to
reveal the platinum grains. The microstructure reveals a heavily
worked matrix in which extensive dissolution of the platinum laths
has occurred, resulting in a very well dispersed scatter of
platinum particles. The successful dispersion of the remnant
platinum grains, and the dissolution of some of the platinum into
the gold matrix, is responsible for the silvery colour of the
resulting alloy: not all gold-platinum composites will produce a
silvery colour: there is a whole range of possibilities from dull
golden to silver-gold and silver coloured, often with a grey-silver
aspect or steel-grey patination. This is because of the iron
content of the native platinum grains of South America, which
usually contain between 1% - 4% of iron, giving rise to possible
interference colours on tarnishing or thin films of iron oxide from
oxidation.
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Figure 17 : Another view of Recuay
animal head showing some of detail of the jaw with protruding gold
alloy for the tongue, platinum gold alloy inset teeth, represented
by serrated components in the upper and lower jaw. The copper alloy
fangs in the mouth can be seen an the slight reddish hue under the
corrosion reveals parts of cinnabar painted surface as confirmed by
powder X-ray diffraction.
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There is a strong resemblance between
the microstructure of this gold-platinum alloy sheet and those from
the La Tolita-Tumaco cultural area, crossing the
Ecuadorian-Colombian border. Platinum could not be molten by the
pre-Columbian Indians, and was sintered with gold, producing the
World's first powder metallurgy. The principal site, La Tolita, is
thought to have been largely abandoned after 800AD, so the date of
this Recuay object, from the 1st - 5th century AD does represent a
period when platinum metallurgy was well-developed in these areas
of Ecuador and Colombia, although there is a lack of evidence from
Peru as to the extent to which platinum was utilized. For an
account of Colombian sources the geological literature can be
referred to (Scott and Bray 1994; Monroy 1978; Mertie 1969;
McDonald 1959).
These gold-platinum alloy components
represent the most Southerly extension of the use of platinum in
ancient South American goldwork so far recorded. Although the
Recuay cultural group is at least towards the Northern part of
Peru, it is still a long way from La Tolita, and the Esmeraldas
Tumaco zone in which platinum alloys are frequently encountered.
Further research on the discovery of platinum in this Peruvian
object is obviously necessary.
The gold alloy used to make the head
and the fang, on the other hand do not contain any platinum and
these are made in a gold alloy with some silver and a little
copper. The copper alloy teeth were shown by X-ray fluorescence
analysis to be made in a copper-gold-silver alloy with mercury
being detected in the study as well. Around some of the teeth and
fangs are the remains of red pigment which were shown in this.
study to be made from cinnabar, the natural mineral, mercuric
sulphide. Cinnabar has often been reported as a pigment from the
ancient cultures of Peru and x-ray analysis was supplemented with
polarized light examination which showed that the pigment had every
characteristic associated with natural mineral cinnabar, ground,
and used as a pigment, originally applied to the copper fangs to
make them appear red. This is also an interesting discovery: the
cinnabar was used to paint the copper alloy fangs to make them
appear red, as if dipped in blood, and the colour contrast used in
this part of the design is impressive: with the golden head,
silvery teeth, golden tongue, red fangs, blue-green eyes, coppery
whiskers and golden crown, the original appearance must have been
even more striking than the present surfaces suggest. The surface
corrosion on the crown is very unusual and suggests that some
cleaning of this component mar already have taken place: further
metallurgical studies are needed in order to clarify this question:
one unusual finding was the discovery by x-ray fluorescence
analysis that the band is made from a gold-silver-copper alloy
which contains a little platinum. Platinum will lighten the colour
of the gold a little and mar contribute to the unusual appearance
of the slightly tarnished areas of the crown which have not been
cleaned.
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Figure 18 : Recuay animal head :
sample from silver colored serrated teeth. The microstructure
reveals a heavily worked and annealed goldplatinum alloy matrix
incorporating undissolved platinum particles, finely dispersed
through the gold. The extensive and very fine scatter of the
remnant undissolved platinum particles shows that a considerable
attempt has been made to homogenize and disperse the platinum
through the gold matrix, resulting in a very silvery colored
surface to the composite material. Magnification x490, etched in
aqua regia.
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A Huari
Spoon
This Peruvian object is an unusual
Huari spoon, inlaid with gold on both sides, weight 28.40 grams,
dated to about 550AD - 800AD, (shown in Figure 19).
A detailed examination of this
interesting and rare figurine was carried out in order to ascertain
its probable cultural identity and metallurgical composition. The
object is a figurine, made in silver, with a spoon at the lower end
and a fanged head at the top. This head, made in silver, is hollow
and has a rattle in the interior. The thickness of the silver sheet
from which the figurine has been made is 0.43mm. The thickness of
the flange surrounding the head is 0.83mm, confirming the visual
impression that there is a double thickness of silver sheet
present. The hollow, rattle head has therefore been made by joining
the repoussed fanged face anta the flat backing of the spoon and
body by welding or soldering the two silver components together
around the perimeter of the flange.
One of the most interesting aspects
of this figurine, is the very detailed inlay in gold which has been
accomplished on both sides of the object. Examination of the front
decorative panels reveals rather stubby hands and feet and a
central design broken into a number of triangular panels. The type
of design and repeated elements in these triangular panels is very
suggestive of Huari designs in textile. Immediately below the line
across the mid-point of the body, there are four design panels
which show a symmetry also rather characteristic of Huari design.
There mar be an additional face depicted immediately above the
spoon, where two large round gold circles are enclosed in a holder
which suggests the shape of the eye.
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Figure 19 : Huari ritual silver
alloy spoon, inlaid with gold foil on both sides. Weight 28.40
grams, length 14.8 cm, 0.43 mm thick silver. The gold design is
laid incised lines in the spoon and joined metallurgically with
diffusion bond to silver substrate.
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This same motif is repeated in an
identical design, inlaid on the back of the spoon. Indeed, the
entire design on the front is repeated on the back, except that the
head is rendered in a series of vertical gold stripes with rows of
chevrons joining them together. This chevron design is another
feature which is strongly suggestive of Huari influence and is a
pattern often found running around the lip of Huari pottery (Dr.
Alana Cordy-Collins: personal communication: January 1996).
The face of the figurine is a fanged
animal, with prominent 'N' shaped fangs which are another typical
Huari feature. Sometimes these fangs occur in a backwards 'N'
shape. The stylistic examination therefore strongly suggests that
this unusual silver figurine is Huari from the Highlands of Peru,
and dated from about 550AD- 800AD.
A non-destructive x-ray fluorescence
analysis was carried out using a Kevex 0750A spectrometer, using a
Ba/Sr target. The results of this study were of interest, since the
silver base of the figurine was shown to contain copper, gold,
lead, bromine and silver. The bromine content arises from the
affinity of silver for bromine in the burial environment, leading
to the formation of silver bromides and silver chlorobromides. The
presence of a small amount of lead in the silver is of some
interest, since lead mar be associated with the refining or
extraction of silver, either by cupellation of lead ores, or by
using lead as an additive in the extraction of the silver from the
ores. The occurrence of significant amounts of lead, from about
0.1% - 1.5%, in ancient Peruvian silver alloys has been observed
previously by Howe et al (1994) and by Scott (1996). Howe showed
that some silver alloys of the Wanka culture, located in the upper
Mantaro valley, were smelted from silver-lead ores which were
subsequently refined by cupellation. Wanka I through III date from
about 1000AD - 1500AD, with most of the silver showing evidence of
lead, occurring in the later phases. The remnants of small amounts
of lead are strongly indicative that similar processes mar have
been used in the Huari cultural area. The data is suggestive of
this possibility, but more detailed and thorough studies of a range
of Huari silver pieces would have to be undertaken to really
present a convincing corpus of data.
A tiny cross-section of the silver
Huari spoon was mounted and prepared for metallographic examination
in the usual way (Scott 1991). The polished cross-section was
examined and then etched in acidified potassium dichromate
solution, diluted 1:9. The grain boundaries of the silver crystals
were clearly evident after etching and reveal a discontinuous
precipitation which is quite typical for ancient silver, and which,
in fact, proves that the object in question is ancient, for this
kind of discontinuous precipitation is never seen in modern
silver-copper alloys: it is an event which can only happen slowly
at ambient temperatures. The microstructures are shown in Figures
20a and 20b.
The silver figurine has been gilded
by the application of hammered gold foil to grooved or incised
regions of the surface and the foil has been attached to the silver
by diffusion bonding, which is revealed in the microstructure as a
regian of dark etching below the gold surface. The use of diffusion
bonding of gold foil in the Huari period has not previously been
reported, partly, of course, for the reason that very few Huari
objects have been examined scientifically, in fact, there is not
much published information relating to the use of foil gilding in
ancient South America at all. Enough work has been done to show
that foil gilding was used from Peru to Costa Rica: use was made of
a complete gold cladding in one sheet, and of small squares of
individual gold sheet which could be partially overlapped.
Macroscopic evidence for foil gilding in Ecuador has been mentioned
by Bushnell (1951), Christensen (1954), Saville (1907-1910),
Ubelaker (1981), and Scott (1986b), while foil-gilded pins with
elaborate heads are known from Pashash, Peru, dating to the early
centuries AD (Grieder 1978), although it is not certain that
Grieder is correct in this matter: die pins concerned mar have been
gilded by other techniques and the identification of foil gilding
requires metallographic study which was not published in this
case.
Foil gilding over copper was
occasionally used in Colombia, sometimes for small nose-ornaments
and penannular nose-rings in Panama and Costa Rica are found, often
made in carved stone, with gold foil coverings (Bray 1993). Foil
gilding does not appear to be restricted in a geographical or
temporal sense; why this should be, when other gilding techniques
were al so in use, remains unknown. From the very limited work
which has been carried out it is presently impossible to link
material choices within cultural areas to the use of foil
gilding.
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